Compliance, Rules & Policy (Listed FI)

Location
Islandwide
Job Type
Full-time
Experience
Mid
Category
General
Salary
$6,000 - $8,500
Posted
1 day ago
Expires
Apr 30, 2026
Views
0

Job Details

Vacancies

1 position

Experience Required

No experience required

Job Description

Lico Resources is partnering with a well-established financial institution recognised for its strong governance culture and commitment to regulatory excellence across its regional operations.


An exciting opportunity has opened for an experienced policy and regulatory professional to join a high-performing function responsible for shaping frameworks that support sound market practices and regulatory alignment. This strategic role will appeal to individuals passionate about contributing to policy development, regulatory engagement, and risk management in a fast-evolving financial services landscape.


### Key Responsibilities:


- Design and enhance internal policies and operational rules related to trading, settlement, and post-trade processes, ensuring alignment with local and international regulatory expectations

- Lead reviews of existing frameworks to reflect changes in market practices, emerging financial risks, and stakeholder feedback

- Draft clear, actionable policy documents including internal guidelines, regulatory submissions, and governance papers

- Collaborate with legal, compliance, risk, and business teams to ensure frameworks are practical, enforceable, and support organisational objectives

- Provide internal advisory support on the interpretation and application of regulatory policies and operational protocols

- Support engagement with external regulators, industry associations, and key market stakeholders to align internal practices with broader regulatory developments

- Conduct in-depth legal and regulatory research to assess the implications of global policy trends and market innovations

- Contribute to risk assessments and scenario analysis related to proposed policy or procedural changes

- Prepare briefing notes, internal reports, and stakeholder communication materials to support change management and governance oversight


### Qualifications:


**Essential:**

- Degree in Law, Finance, Business, Economics, or a related field

- Minimum 4 years’ experience in financial services regulation, legal advisory, or policy development within a bank, consultancy, or financial institution

- Strong understanding of financial markets operations and the regulatory landscape within Singapore and the broader Asia-Pacific region

- Demonstrated ability to synthesise complex regulatory topics into clear policy proposals and advisory guidance

- Excellent writing, research, and analytical skills


**Preferred:**

- Familiarity with regional regulatory regimes (e.g. MAS, SFA, Companies Act)

- Prior experience working with regulatory authorities, legal advisory teams, or within financial governance functions

- Effective communicator with the ability to manage cross-functional stakeholders and regulatory interactions

- Strong organisational skills and ability to manage multiple priorities in a deadline-driven environment


If you are interested in this role, please send us your updated resume today to [email protected] quoting reference number **A07836**. Please note that only shortlisted candidates will be notified.


"Data provided is for recruitment purposes only."


Job Reference No: **A07836**

EA Licence No.: 13C6733

EA Registration No.: R1333454


Similar Jobs

✨ Restaurant Service Captain|$3,500 + Sign on Bonus✨

HRNET VENTURES PTE. LTD. Islandwide 1 day ago
RN CARE PTE. LTD.

Assistant Quality Manager (Aerospace)

RN CARE PTE. LTD. Islandwide 1 day ago
RN CARE PTE. LTD.

Senior Technology Development Device Engineer

RN CARE PTE. LTD. D19 Serangoon Garden, Hougang, Sengkang, Punggol 1 day ago

Vice President

NOK PRECISION COMPONENT SINGAPORE PTE. LTD. D22 Jurong, Jurong Island, Tuas 1 day ago

REINFORCING IRON WORKER

UNIFY RECRUITMENT PTE. LTD. Islandwide 1 day ago

Response Reality Check

Quality: 95%
Response N/A
Company Stats
Response metrics N/A
Platform Spread
mycareersfuture
95%
Quality Score
N/A
Response Rate

LICO RESOURCES PTE. LTD.

Ready to Apply?

This is a direct application to LICO RESOURCES PTE. LTD.. No recruitment agencies involved.

Apply for this Position

Response rate not available - Direct application to employer